How to verify ultimate beneficial owner?

Asked by: Mr. Marcellus Stamm  |  Last update: July 5, 2025
Score: 4.7/5 (21 votes)

Successfully establishing who the ultimate beneficial owner(s) of an entity is takes place through a series of checks - often via a process known as KYB or as part of an onboarding or ongoing Know Your Customer (KYC), Customer Due Diligence (CDD) or third-party due diligence program.

How to check ultimate beneficial owner?

Typically, these are the actions banks take to conduct UBO verification:
  1. Collect the Company's Data. ...
  2. Review Ownership Structure. ...
  3. Identify the Ultimate Beneficial Owner(s) ...
  4. Verify UBO Data. ...
  5. Conduct AML/KYC Checks. ...
  6. Proceed with Enhanced Due Diligence (EDD)

How do you verify a UBO?

To verify the identity of a UBO, the document needs to have the person's name, photo and date of birth ─ if not, we'll ask for a new, acceptable document. Here are the documents we accept: Passport (photo page only)

How do you confirm beneficial ownership?

Perform AML and KYB checks to identify the Ultimate Beneficial Owner. If it all looks good, your compliance officer can proceed with the standard anti-money laundering and know your business checks. Both of these aim to essentially 'background checks' which should reveal any suspicious transactions or relationships.

What is the identification of the ultimate beneficial owner?

Common thresholds used to define a UBO include those who own at least 25% of the company's shares, hold more than 25% of the voting rights, or otherwise exert control over the business through other means such as decision-making power.

Ultimate Beneficial Ownership Rule KYC CDD Explained in 5 mins

24 related questions found

Which beneficial owner identity must be verified?

With respect to the requirement to obtain beneficial ownership information, financial institutions will have to identify and verify the identity of any individual who owns 25 percent or more of a legal entity, and an individual who controls the legal entity.

Who is considered an ultimate beneficial owner?

A UBO is the one with ultimate control over the business. They are a natural person who owns or controls, directly or indirectly, at least 25% of the company's share capital or at least 25% of the voting rights or have the right to appoint or dismiss a majority of the managers or directors.

How do you identify a beneficial owner?

Generally, someone who holds at least 25% of the capital stake, voting powers, and/or profit rights for an asset is considered a beneficial owner (or ultimate beneficial owner, if their ownership share is among the highest for that asset).

How do you confirm ownership?

Register and log in to eCitizen (www.ecitizen.go.ke). Select Ministry of Lands and Physical Planning. Choose the land search option, enter the title deed number, and pay the fee. Download and review the search results to confirm ownership details.

What are the two prongs for identifying a beneficial owner?

What constitutes beneficial ownership? The U.S. government regulation defines “beneficial ownership' as being made up of two prongs (1) Ownership Prong and (2) Control Prong. A beneficial owner is an individual, if any, who, directly or indirectly, owns 25% or more of the equity interest of a legal entity customer.

What qualifies as a UBO?

According to the Financial Action Task Force (FATF) definition, an ultimate beneficial owner (UBO), “refers to the natural person(s) who ultimately owns or controls a customer and/or the natural person on whose behalf a transaction is being conducted.

How do I get a significant beneficial owner ID?

To obtain the Significant Beneficial Owner (SBO) ID, an individual must: Submit a declaration using Form LLP BEN-1 to the reporting Limited Liability Partnership (LLP) if they meet the SBO criteria (e.g., holding at least 10% of contribution, voting rights, or profit participation).

Can a CEO be an UBO?

There are three types of ultimate beneficiary: 1) Directors holding a formal office from the Board of Directors such as the CEO, the CFO or the treasury manager, and “deputy” corporate officers in the general sense. You are required to provide a list of all persons holding a formal office from the Board of Directors.

How to verify UBO?

Verify identities: Confirm the identity of potential UBOs through official identification documents, such as passports or driver's licenses, to ensure accuracy and legitimacy.

What documents can be used to verify ultimate beneficial ownership?

Types of identification we accept

To verify the identity of a UBO, the document needs to have the person's name, photo and date of birth ─ if not, we'll ask for a new, acceptable document. Here are the documents we accept: Passport (photo page only) National ID card (with the exception of US military IDs)

What if a company does not have an UBO?

A company without a registered UBO will not be able exercise its voting rights at the General Meeting or to make decisions as a sole shareholder.

How can I get proof of ownership?

The following are primary ways you may prove ownership when filing a claim:
  1. Property Tax Statement: Tax statements are the best form of current proof of ownership, and in most cases, the easiest to obtain. ...
  2. Deed or official record: Original deed, warranty deed or deed of trust to the property.

How do you confirm ownership of a company?

Key Documents That Prove Business Ownership
  1. Articles of Incorporation or Articles of Organization. ...
  2. Operating Agreement (for an LLC) ...
  3. Share Certificates. ...
  4. Partnership Agreement. ...
  5. Business License. ...
  6. Tax Identification Documents.
  7. Registering Your Business. ...
  8. Working with Legal Professionals.

What documents show ownership?

Title deeds and documents are legal papers proving your right to own real property and are vital during a real estate transaction. These documents show legal ownership of tangible property. They detail the property's history, including previous ownership and changes in ownership structure.

How to find the ultimate beneficial owner?

How to identify an Ultimate Beneficial Owner?
  1. Acquiring the entity's credentials. ...
  2. Researching the ownership chain. ...
  3. Identifying and verifying the UBO. ...
  4. Undertaking an AML and/or KYC and KYB check.

Who are the ultimate beneficial owners of UBOs?

Ultimate Beneficial Ownership (UBO) is the individual or entity that ultimately owns or controls a company, partnership, trust, or other legal entity.

Is UBO 25% or more?

While jurisdictions may interpret the specifics of this definition differently, it is commonly agreed that an ultimate beneficial owner or UBO owns more than 25% of a company's shares, or controls more than 25% of the voting rights.

How to identify a beneficial owner?

A beneficial owner is an individual who ultimately owns or controls an entity such as a company, trust or partnership. 'Owns' in this case means owning 25% or more of the entity. This can be directly (such as through shareholdings) or indirectly (such as through another company's ownership or through a bank or broker).

What are the requirements for UBO?

The definition of who constitutes a UBO varies between jurisdiction, but generally a UBO is defined as an individual who holds a minimum of 10-25% (dependent on jurisdiction) of capital or voting rights in the underlying entity.

Who is the ultimate beneficial owner of an LLC?

A beneficial owner is defined as any individual who, directly or indirectly, either exercises substantial control over a reporting company or owns or controls at least 25 percent of the reporting company's ownership interests. Every LLC will have at least one beneficial owner.