What are the 5 basic rules of USPAP?

Asked by: Brock Sporer  |  Last update: September 3, 2026
Score: 4.1/5 (20 votes)

The 5 basic rules of USPAP (Uniform Standards of Professional Appraisal Practice) are the Ethics Rule, Record Keeping Rule, Competency Rule, Scope of Work Rule, and Jurisdictional Exception Rule. These mandatory rules establish the foundation for appraiser conduct, competence, and analysis, ensuring public trust and objective, professional appraisal results.

What are the 5 rules of USPAP?

The USPAP includes five rules that appraisers must follow. These rules are the Ethics Rule, the Record-keeping Rule, the Competency Rule, the Scope of Work Rule, and the Jurisdictional Exception Rule.

What are USPAP requirements?

All Uniform Standards of Professional Appraisal Practice (USPAP) courses taken for basic education credit must be the 15-hour National USPAP Course taken from an AQB Certified Instructor, who is also a Certified Residential or Certified General appraiser in good standing.

How many USPAP standards are there?

USPAP is organized into ten performance standards, each focusing on different aspects of appraisal practice: Standard 1: Addresses the development of a real property appraisal, ensuring appraisers use recognized methods and techniques when developing opinions and conclusions.

Who must comply with USPAP?

Compliance with USPAP® is required for state-licensed and state-certified appraisers who perform appraisals for federally-related real estate transactions.

USPAP Appraisal Rules

17 related questions found

What are the four types of appraisals?

The most common types of appraisal are:

  • straight ranking appraisals.
  • grading.
  • management by objective appraisals.
  • trait-based appraisals.
  • behaviour-based appraisals.
  • 360 reviews.

Does USPAP require an inspection?

USP AP does not require an appraiser to inspect the subject per the SCOPE OF WORK RULE. However, while an inspection is not required, appraisal reports for real and personal property must contain a signed certification which clearly states whether or not the appraiser personally inspected the subject.

What are the 8 steps in the appraisal process?

  • Define appraisal problem.
  • Determine the scope of work.
  • Collect and verify the data.
  • Analyze the data.
  • Estimate the value of the site.
  • Apply three approaches to value.
  • Reconcile various value indicators to reach final value estimate.
  • Prepare and deliver appraisal report.

What is the primary purpose of USPAP?

The main purposes of USPAP are to protect the public and to promote public trust in the appraisal profession. USPAP contains both rules and standards pertaining to: (1) development of an appraisal; and (2) the reporting of that value opinion to the client.

What is the 3 day appraisal rule?

The "3-day appraisal rule" refers to requirements under the Equal Credit Opportunity Act (ECOA) for mortgage lenders to provide borrowers with a free copy of the appraisal (and other valuations) at least three business days before loan closing, and to notify them of this right within three business days of application; borrowers can waive the pre-closing timing, but the lender must still provide it promptly. This ensures borrowers see the property's value before committing to the loan, though the lender must also provide it promptly upon completion, even if the loan doesn't close.

What are the 5 methods of property valuation?

There are five main methods used when conducting a property evaluation; the comparison, profits, residual, contractors and that of the investment. A property valuer can use one of more of these methods when calculating the market or rental value of a property.

What is the USPAP competency rule?

Per the USPAP Competency Rule, “an appraiser must determine, prior to agreeing to perform an assignment, that he or she can perform the assignment competently.”

What are the 7 ways of appraising performance?

7 types of performance appraisal methods

  • 360-degree feedback. ...
  • Behaviorally Anchored Rating Scale (BARS) ...
  • Psychological appraisals. ...
  • Management by objectives (MBO) ...
  • Assessment center method. ...
  • Cost Accounting Method. ...
  • 720-degree method.

What is the difference between a 1007 and a 1025 appraisal?

Form 1025 is also used by appraisers to assess income properties. It differs from the 1007 in that it is used to assess duplexes, triplexes, and fourplexes.

What are the key points for appraisal?

Examples Of Performance Appraisal Comments

  • 1) Attendance. Punctuality is one of the strongest virtues an employee can possess. ...
  • 2) Innovation and Creativity. ...
  • 3) Leadership. ...
  • 4) Communication Skills. ...
  • 5) Collaboration and Teamwork. ...
  • 6) Time Management. ...
  • 7) Customer Experience. ...
  • 8) Problem Solving.

What are the three types of appraisal methods?

There are three internationally accepted methods of measuring the value of property: the cost approach, the sales comparison approach and the income approach. Depending on the nature of the property being valued, one or more of the approaches may be used by the assessor.

What are the principles of appraisal?

The principle of conformity regards how well a property fits into its surroundings. The principle of contribution regards how well aspects or features of a property contribute to the property as a whole. The competition principle regards the value of a property compared to another very similar property.

What are the four types of inspections that can be done?

The four main types of quality control inspections in manufacturing, conducted at different stages, are Pre-Production Inspection (PPI), During Production Inspection (DPI), Pre-Shipment Inspection (PSI), and Container Loading/Unloading Inspection (CLI), each focusing on verifying materials, processes, finished goods, and loading safety before products reach the customer. 

What comes first, inspection or appraisal?

Lenders require appraisals to ensure the home's value is at least equal to the mortgage loan, and they typically happen after the home inspection and closer to the closing date. Essentially, an appraisal reveals the market value of a home based on a qualified appraiser's professional, unbiased opinion.

What is the difference between a 1004 and a 1004C appraisal?

The Uniform Residential Appraisal Report (URAR) is the most commonly used single-family appraisal form, and it is also known as Form 1004. Keep in mind that Form 1004C is used for appraising single-family manufactured housing, while Form 1073 is used for condominium units.

What are some common appraisal mistakes?

The following points summarize a few of the common errors made by managers as they conduct evaluations.

  • The Halo Effect. ...
  • Bias Or Prejudice. ...
  • Not Knowing Employees. ...
  • Overemphasis On Isolated Events. ...
  • Lenient Or Inflated Appraisals. ...
  • Appraisal Of Potential Worth. ...
  • Postponing Or Skipping The Appraisal. ...
  • Poor Preparation.

What is the biggest factor in appraisal?

1: Know the Market

One of the top factors in your home appraisal will be the local real estate market. Comparables tell the story of how other homes are selling, and they tell the history of purchase price and appreciation or depreciation of home values.