What is the checklist for year-end closing?

Asked by: Samanta Lynch IV  |  Last update: July 11, 2026
Score: 5/5 (44 votes)

A year-end closing checklist ensures accurate financial records and tax compliance by reconciling all accounts, finalizing payroll, adjusting for depreciation, and reviewing inventory and vendor accounts. Key steps include gathering financial documents, reviewing accounts receivable/payable, generating financial statements, and backing up data.

What checks does the year-end closing program perform?

Your year-end accounting checklist

  • Prepare a closing schedule. ...
  • Gather outstanding invoices & receipts. ...
  • Review asset accounts. ...
  • Reconcile all transactions. ...
  • Close out accounts receivable and payable. ...
  • Accrue accounts receivable. ...
  • Accrue accounts payable. ...
  • Adjust grants and entitlements.

What is a closing checklist?

The closing checklist identifies the parties to the transaction and the required documentation each must produce at the closing, such as corporate resolutions authorizing the transaction, third-party consents, updated disclosure statements, assignment and licensing agreements, bills of sale, and deeds.

What is the end of the year accounting checklist?

A year-end accounting checklist typically includes steps such as compiling financial statements, reconciling accounts, reviewing AR and AP, verifying payroll records, completing inventory counts, adjusting entries, preparing tax documents, and backing up financial data.

How to prepare year-end closing entries?

Four Steps in Preparing Closing Entries

  1. Close all income accounts to Income Summary.
  2. Close all expense accounts to Income Summary.
  3. Close Income Summary to the appropriate capital account. Owner's capital account for sole proprietorship. ...
  4. Close withdrawals/distributions to the appropriate capital account.

Year-End Accounting Close Checklist (free template)

29 related questions found

What are the four basic closing entries?

What are the 4 closing entries in accounting? The four entries are: (1) closing revenue to income summary, (2) closing expenses to income summary, (3) transferring net income/loss to retained earnings, and (4) closing drawings or dividends.

What are the 7 adjusting entries?

  • Introduction to adjusting entries.
  • Accrued income.
  • Accrued expense.
  • Unearned income.
  • Prepaid expense.
  • Depreciation.
  • Bad debts.
  • Adjusted trial balance.

What is the year end closing task?

Year-end closing is the process of reviewing and reconciling accounts, adjusting entries and preparing financial statements for the fiscal year. The goal of closing the books is to ensure your financial statements accurately reflect your company's financial activities for the accounting year.

What are the 5 C's of audit?

The 5 Cs of audit (Criteria, Condition, Cause, Consequence, Corrective Action) are a framework for structuring clear, actionable audit findings, explaining what should be (Criteria), what is found (Condition), why it happened (Cause), what the impact is (Consequence/Effect), and how to fix it (Corrective Action/Recommendation) to drive organizational improvement and compliance.

What is an IFC checklist?

An Internal Finance Control (IFC) audit checklist is an invaluable tool for comparing a business's practices and processes to the requirements set out by ISO standards.

What accounts need to be closed at year end?

Temporary accounts include revenue, expenses, and dividends. These accounts must be closed at the end of the accounting year.

What to do to prepare for closing?

Action steps

  1. Submit documents and answer requests from the lender.
  2. Schedule a home inspection.
  3. Shop for homeowner's insurance.
  4. Shop for title insurance and other closing services.
  5. Look out for revised Loan Estimates.
  6. Review documents before closing.
  7. Close the deal.
  8. After closing.

What does an accountant need for year end?

If you have investments, your accountant will need copies of the statements for the year along with the year-end income/expense reports, portfolio, valuation, and any tax slips that would be issued from January to March. T3 slips are due at the end of March.

What are the 7 steps in the accounting process?

The Accounting Cycle: The Crucial Steps in the Accounting Process

  • Identifying and Analysing Business Transactions. ...
  • Posting Transactions in Journals. ...
  • Posting from Journal to Ledger. ...
  • Recording adjusting entries. ...
  • Preparing the adjusted trial balance. ...
  • Preparing financial statements. ...
  • Post-Closing Trial Balance.

What is EOY in accounting?

Definition: EOY, short for End of Year, refers to the conclusion of a twelve-month financial reporting period, typically aligned with the calendar year from January to December.

What are the 7 principles of auditing?

Fundamental Principles Governing an Audit:

  • A] Integrity, Independence, and Objectivity: ...
  • B] Confidentiality: ...
  • C] Skill and Competence: ...
  • D] Work Performed by Others: ...
  • E] Documentation: ...
  • F] Planning: ...
  • G] Audit Evidence: ...
  • H] Accounting Systems and Internal Controls:

What are the 4 types of auditors?

The four common types of auditors are Internal Auditors (evaluate company operations for management), External Auditors (independent review of financial statements for outside parties), Government Auditors (ensure compliance with laws for public agencies like the IRS), and Forensic Auditors (investigate financial fraud for legal proceedings). These roles focus on different areas, from internal controls and risk management to financial reporting accuracy and fraud detection.
 

How to make a closing checklist?

Documents listed in the closing checklist should include any documents that will be signed and delivered at closing, including the purchase agreement, bill of sale, consents and resolutions, assignments, signature packets, and, when applicable, ancillary documents such as employment agreements, leases, releases, and ...

How to do year end closing?

Year-End Close Checklist

Reconcile Key Accounts: Match cash, receivables, and payables with bank statements to ensure accuracy. Follow Up on Payments: Identify overdue payments and manage credit losses to boost cash flow.

What are 7 journal entries?

Seven common accounting journal entries include recording sales, paying expenses (like rent or salaries), purchasing assets (like equipment) or inventory, receiving cash, paying liabilities, owner investments/withdrawals, and end-of-period adjusting entries for things like depreciation or accruals, all following double-entry bookkeeping rules (debits/credits) to reflect business activities accurately.
 

What's the difference between adjusting and closing entries?

A: Adjusting entries are made at the end of an accounting period to update accounts for events that have occurred but are not yet recorded. Closing entries, on the other hand, are made at the end of the accounting period to reset temporary accounts to zero and transfer their balances to permanent accounts.

What is aje in accounting?

So, what are AJEs? Essentially, an adjusting journal entry is a type of journal entry posted to your reports near the end of the year in order to get everything accurate, up-to-date, and easy to track. Sometimes your accounts contain mistakes or don't have all the information you need.