What makes a RESPA application?

Asked by: Shanie Anderson  |  Last update: February 8, 2026
Score: 4.1/5 (68 votes)

RESPA Application RESPA via HUD's Regulation X Section 3500.2 defines application as follows: “Application means the submission of a borrower's financial information in anticipation of a credit decision, whether written or computer-generated, relating to a federally related mortgage loan.

How does RESPA define an application?

Application means the submission of a borrower's financial information in anticipation of a credit decision relating to a federally related mortgage loan, which shall include the borrower's name, the borrower's monthly income, the borrower's social security number to obtain a credit report, the property address, an ...

What are the six factors that constitute the definition of an application?

The six factors that constitute the definition of an application are name, address, Social Security number, income, estimated property value, and loan amount. If any one of the six factors is missing, the information does not technically constitute an application.

What are the six essential pieces of information constituting an application under RESPA?

Submitting these 6 pieces of information:
  • Name.
  • Income.
  • Social Security Number.
  • Property Address.
  • Estimated Value of Property.
  • Mortgage Loan Amount sought.

What are the RESPA requirements?

The act requires lenders, mortgage brokers, or servicers of home loans to provide borrowers with pertinent and timely disclosures regarding the nature and costs of the real estate settlement process. The act also prohibits specific practices, such as kickbacks, and places limitations upon the use of escrow accounts.

What is the TILA RESPA Integrated Disclosure Rule?

31 related questions found

What are two things RESPA prohibits?

NAR's Legal Affairs staff explains the Real Estate Settlement Procedures Act (RESPA) and how it affects REALTORS®. RESPA generally prohibits kickbacks and offering a thing of value in exchange for the referral of business to a settlement service provider.

In which of the following situations would RESPA requirements not apply?

RESPA does not apply to extensions of credit to the government, government agencies, or instrumentalities, or in situations where the borrower plans to use property or land primarily for business, commercial, or agricultural purposes.

What constitutes a loan application?

This document is initiated at a lending institution and contains very specific information about the property as well as the buyers' financial resources. A loan application will include the names and current address of any individuals who will have an interest in the real property.

What are examples of RESPA violations?

To help you avoid penalties, we've listed six common RESPA violations:
  • Kickbacks & Referral Fees. ...
  • Requiring Excessively Large Escrow Accounts Balances. ...
  • Responding to Loan Servicing Complaints. ...
  • Inflating Costs. ...
  • Not Disclosing Estimated Settlement Costs. ...
  • Demanding Title Insurance.

What is the 3 7 3 rule?

MDIA. Timing Requirements – The “3/7/3 Rule” The initial Truth in Lending Statement must be delivered to the consumer within 3 business days of the receipt of the loan application by the lender. The TILA statement is presumed to be delivered to the consumer 3 business days after it is mailed.

What constitutes an application?

An application, also referred to as an application program or application software, is a computer software package that performs a specific function directly for an end user or, in some cases, for another application. An application can be self-contained or a group of programs.

What are the 4 types of application?

  • Database apps. These software programs are created to retrieve, manage, and share information efficiently between multiple users. ...
  • Custom apps. Custom apps are application software designed specifically for a user or group of users within an organization to help them accomplish their specific tasks. ...
  • Web apps. ...
  • Low-code apps.

What components make up an application?

As a developer, it's your job to design and create applications that handle a business process. These applications are made up of components—such as processes, forms, decisions, and documents—that define how the application works. A business process refers to tasks or activities that result in a well-defined outcome.

What is the new RESPA rule?

The new rules, which would modify RESPA and Regulation X's existing mortgage servicing framework, are designed to streamline the process for obtaining mortgage assistance, and incentivize servicers to prioritize borrower aid over foreclosure.

What constitutes a complete application?

A completed application means an application in connection with which a creditor has received all the information that the creditor regularly obtains and considers in evaluating applications for the amount and type of credit requested (including, but not limited to, credit reports, any additional information requested ...

What disclosure does RESPA require?

SERVICING DISCLOSURE STATEMENT

RESPA requires the lender or mortgage broker to tell you in writing, when you apply for a loan or within the next three business days, whether it expects that someone else will be servicing your loan (collecting your payments).

What are RESPA requirements?

The Act requires lenders, mortgage brokers, or servicers of home loans to provide borrowers with pertinent and timely disclosures regarding the nature and costs of the real estate settlement process. The Act also prohibits specific practices, such as kickbacks, and places limitations upon the use of escrow accounts.

What are the 5 elements that may cause a RESPA violation?

“And all five of those elements need to be present in a fact pattern in order for there to be a Section 8 violation.” Those elements are a federally related mortgage loan, settlement service business, a referral, a Thing of value, and an agreement or understanding.

What are the six pieces to trigger RESPA?

An application is defined as the submission of six pieces of information: (1) the consumer's name, (2) the consumer's income, (3) the consumer's Social Security number to obtain a credit report (or other unique identifier if the consumer has no Social Security number), (4) the property address, (5) an estimate of the ...

What is the application under RESPA?

RESPA Application

RESPA via HUD's Regulation X Section 3500.2 defines application as follows: “Application means the submission of a borrower's financial information in anticipation of a credit decision, whether written or computer-generated, relating to a federally related mortgage loan.

What six pieces of information constitute a valid loan application?

To receive a Loan Estimate, you need to submit only six key pieces of information:
  • Your name.
  • Your income.
  • Your Social Security number (so the lender can check your credit)
  • The address of the home you plan to purchase or refinance.
  • An estimate of the home's value.
  • The loan amount you want to borrow.

What are the 4 steps in the loan application process?

By understanding the process, you will feel more at ease during the transaction.
  • Step 1: Gathering and Submitting Application & Required Documentations. ...
  • Step 2: Loan Underwriting. ...
  • Step 3: Decision & Pre-Closing. ...
  • Step 4: Closing. ...
  • Step 5: Post Closing.

What loans does RESPA apply to?

RESPA and this part apply to federally related mortgage loans, except as provided in paragraphs (b) and (d) of this section. (b) Exemptions. (2) Business purpose loans. An extension of credit primarily for a business, commercial, or agricultural purpose, as defined by 12 CFR 1026.3(a)(1) of Regulation Z.

What does RESPA not require?

RESPA does not require lenders to impose an escrow account on borrowers; however, certain government loan programs or lenders may require escrow accounts as a condition of the loan. RESPA also prohibits a lender from charging excessive amounts for the escrow account.

What is prohibited under RESPA?

RESPA Section 8(a) and Regulation X, 12 CFR § 1024.14(b), prohibit giving or accepting a fee, kickback, or thing of value pursuant to an agreement or understanding (oral or otherwise), for referrals of business incident to or part of a settlement service involving a federally related mortgage loan.