Which transactions are covered by RESPA?

Asked by: Lisa Langosh DVM  |  Last update: April 10, 2025
Score: 4.8/5 (56 votes)

RESPA covers loans secured with a mortgage placed on one-to-four family residential properties. Originally enforced by the U.S. Department of Housing & Urban Development (HUD), RESPA enforcement responsibilities were assumed by the Consumer Financial Protection Bureau (CFPB) when it was created in 2011.

What kind of transaction is covered under RESPA?

Mortgage broker transactions that are table funded (the loan is funded by a contemporaneous advance of loan funds and an assignment of the loan to the person advancing the funds) are not secondary market transactions and therefore are covered by RESPA.

Which of the following transactions would be covered by RESPA?

RESPA covers transactions involving a federally related mortgage loan, which includes most loans secured by a lien (first or subordinate position) on residential property.

What is not covered by RESPA?

RESPA does not apply to extensions of credit to the government, government agencies, or instrumentalities, or in situations where the borrower plans to use property or land primarily for business, commercial, or agricultural purposes.

What types of loans are covered by RESPA?

RESPA covers all federally regulated mortgage loans including purchase loans, refinances, home improvement loans, land contracts and home equity lines of credit (HELOCs).

Understanding RESPA: Your Guide to Real Estate Transactions

38 related questions found

Which of these loans would not be covered by RESPA?

The following transactions are not covered by RESPA: An all-cash sale; • A sale where the individual home seller takes back the mortgage; and • Business, Commercial, or Agricultural purpose loans.

What are two things RESPA prohibits?

NAR's Legal Affairs staff explains the Real Estate Settlement Procedures Act (RESPA) and how it affects REALTORS®. RESPA generally prohibits kickbacks and offering a thing of value in exchange for the referral of business to a settlement service provider.

Which of the following transactions is exempt from RESPA?

The TILA-RESPA rule applies to most closed-end consumer credit transactions secured by real property, but does not apply to: HELOCs; • Reverse mortgages; or • Chattel-dwelling loans, such as loans secured by a mobile home or by a dwelling that is not attached to real property (i.e., land).

What loans are covered under the Truth in Lending Act?

The provisions of the act apply to most types of consumer credit, including closed-end credit, such as car loans and home mortgages, and open-end credit, such as a credit card or home equity line of credit.

What type of exemption loan is not covered by RESPA?

All business purpose loans are wholly exempt from TILA/RESPA coverage. All loans to bona fide business entities are wholly exempt from coverage, regardless of purpose.

Which of the following is considered a covered transaction?

The term “covered credit transaction” includes all business credit (including loans, lines of credit, credit cards, and merchant cash advances) unless otherwise excluded under § 1002.104(b).

What are the six pieces of RESPA?

An application is defined as the submission of six pieces of information: (1) the consumer's name, (2) the consumer's income, (3) the consumer's Social Security number to obtain a credit report (or other unique identifier if the consumer has no Social Security number), (4) the property address, (5) an estimate of the ...

What is the 3 day rule for RESPA?

According to the Consumer Financial Protection Bureau's final rule, the creditor must deliver the Closing Disclosure to the consumer at least three business days prior to the date of consummation of the transaction.

Which is not prohibited by RESPA?

RESPA, the Real Estate Settlement Procedures Act, prohibits kickbacks. Kickbacks involve giving or receiving something of value in exchange for referrals of settlement services. 2. Reasonable fees paid for services actually performed are not prohibited by RESPA.

What are examples of RESPA violations?

To help you avoid penalties, we've listed six common RESPA violations:
  • Kickbacks & Referral Fees. ...
  • Requiring Excessively Large Escrow Accounts Balances. ...
  • Responding to Loan Servicing Complaints. ...
  • Inflating Costs. ...
  • Not Disclosing Estimated Settlement Costs. ...
  • Demanding Title Insurance.

What are the rules of RESPA?

The Act requires lenders, mortgage brokers, or servicers of home loans to provide borrowers with pertinent and timely disclosures regarding the nature and costs of the real estate settlement process. The Act also prohibits specific practices, such as kickbacks, and places limitations upon the use of escrow accounts.

What transactions does TILA apply to?

TILA applies to “open-end credit,” such as credit cards, with repeat transactions and unspecified end dates for repayment. It also applies to “closed-end credit,” such as auto loans, with set terms and payment structures if the closed-end product has a finance charge or at least four installments.

Which of these loans would RESPA rules apply to?

RESPA applies to all federally related mortgage loans made by lenders for the sale or transfer of 1-4 unit residential dwellings. The Housing Financial Discrimination Act prohibits redlining.

What type of loans are covered under the Safe Act?

The SAFE Act's definition of "residential mortgage loan" includes a loan secured by a consensual security interest on a "dwelling" and cross-references the definition of dwelling in section 103(v) of the Truth in Lending Act (TILA) (15 U.S.C. 1601 note).

What loans are covered by RESPA?

RESPA applies to home loans made for residential properties designed to accommodate one to four families. These loans include most home purchase loans as well as home equity lines of credit (HELOCs), mortgage refinances and home improvement loans.

Which transaction would not be covered by RESPA?

Transactions generally not covered under RESPA include: “an all cash sale, a sale where the individual home seller takes back the mortgage, a rental property transaction or other business purpose transaction.” “The sale of a loan after the original funding of the loan at settlement is a secondary market transaction.

What transactions are exempt from TILA?

The Truth in Lending Act (and Regulation Z) explains which transactions are exempt from the disclosure requirements, including:
  • loans primarily for business, commercial, agricultural, or organizational purposes.
  • federal student loans.

What is the new RESPA rule?

The new rules, which would modify RESPA and Regulation X's existing mortgage servicing framework, are designed to streamline the process for obtaining mortgage assistance, and incentivize servicers to prioritize borrower aid over foreclosure.

Which of the following does RESPA not apply to?

Final answer: RESPA applies to a variety of real estate transactions but generally does not apply to a seller-financed loan when the seller does not regularly extend credit. It covers transactions such as condominium purchases, second mortgages, and federally-insured loans.

Which type of loan is exempt from RESPA?

Types of Real Estate Loans Exempt From RESPA Requirements

Normally, loans secured by real estate for a business or agricultural purpose are not covered by RESPA. However, if the loan is made to an individual to purchase or improve a rental property of one to four residential units, then it is regulated by RESPA.