What are the three categories of IFRS 9?

Asked by: Mohammed Becker PhD  |  Last update: May 21, 2026
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Under IFRS 9, financial assets are classified into three main measurement categories based on the entity’s business model and the asset's contractual cash flow characteristics (SPPI test): Amortised Cost (AC), Fair Value through Other Comprehensive Income (FVOCI), and Fair Value through Profit or Loss (FVTPL).

What are the IFRS 9 classification categories?

IFRS 9 introduces a more principles based approach to the classification of financial assets which must be classified into one of four categories:

  • Amortised cost.
  • FVTPL.
  • Fair value through other comprehensive income (FVTOCI) for debt and.
  • FVTOCI for equity.

What are the 3 stages of IFRS 9?

IFRS 9 Stage 1,2,3: The Three Stages of Expected Credit Losses

  • Stage 1: “12-month expected credit losses” (The Honeymoon Phase)
  • Stage 2: Lifetime Expected Credit Losses (The Warning Signs)
  • Stage 3: Lifetime Expected Credit Losses on Amortised Cost (Houston, We Have a Problem)

What are the three pillars of IFRS 9?

There are three pillars to IFRS 9 – classification and measurement, impairment and hedge accounting. Although corporates may see some change in the first two areas, the hedge accounting changes are the ones that are likely to have the biggest impact.

What are the three categories of financial ratios?

Financial ratios help you understand different aspects of your business. This guide focuses on three key categories: solvency, liquidity, and profitability. Keep in mind: ratios are most useful when compared to industry standards and your company's historical data.

IFRS 9 Financial Instruments summary (applies in 2026) + FREE Compliance Checklist

20 related questions found

What are the three main categories of financial analysis?

Key Learning Points

  • Financial statement analysis evaluates a company's profitability, liquidity, solvency, and efficiency by analyzing three primary financial reports: income statement, balance sheet and cash flow statement.
  • There are three main types of financial analysis: horizontal, vertical and ratio analysis.

What are the three major categories on a balance sheet?

The balance sheet is built around three key components: assets, liabilities, and equity. They provide a snapshot of a company's financial position at a specific point in time. By examining these elements, investors can better assess financial health, stability, and risk.

What is Stage 3 classification of IFRS 9?

Stage 3 – If the loan's credit risk increases to the point where it is considered credit-impaired, interest revenue is calculated based on the loan's amortised cost (that is, the gross carrying amount less the loss allowance). Lifetime ECLs are recognised, as in Stage 2.

What are the key principles of IFRS 9?

IFRS 9 requires expected credit losses to reflect an unbiased and probability-weighted amount, the time value of money and reasonable and supportable information about past events, current conditions and forecasts of future economic conditions.

What are the 9 categories of risk?

The OCC has defined nine categories of risk for bank supervision purposes. These risks are: Credit, Interest Rate, Liquidity, Price, Foreign Exchange, Transaction, Compliance, Strategic and Reputation. These categories are not mutually exclusive; any product or service may expose the bank to multiple risks.

What is IFRS 9 in simple terms?

IFRS 9 replaces IAS 39, Financial Instruments – Recognition and Measurement. It is meant to respond to criticisms that IAS 39 is too complex, inconsistent with the way entities manage their businesses and risks, and defers the recognition of credit losses on loans and receivables until too late in the credit cycle.

What is Stage 3 default in IFRS 9?

Generally, Stage 3 of IFRS 9 includes exposures that are credit-impaired (e.g. in case of significant financial difficulties of the debtor, breach of contract, etc.). However, the condition that all exposures classified as 'Stage 3' under IFRS 9 are treated as defaulted should be applied automatically.

What are the three objectives of IFRS?

Core objectives and global importance of IFRS

Enhancing transparency and comparability of financial statements. Providing reliable and decision-useful information to investors and stakeholders. Facilitating cross-border capital flow and investment decisions.

What are the three categories of financial assets?

All financial assets must be classified into: – “loans and receivables”, – “held to maturity”, – “fair value through profit or loss” or – “available for sale” categories.

What is an IFRS 9 model?

IFRS 9 specifies how an entity should classify and measure financial assets, financial liabilities, and some contracts to buy or sell non-financial items.

How many categories of accounting are there?

The five main types of accounting include cost accounting, financial accounting, forensic accounting, management accounting and tax accounting.

What are the IFRS 9 categories of financial liabilities?

Categories of financial liabilities under IFRS 9

  • Measured at amortised cost.
  • Measured at fair value through profit or loss (FVTPL).
  • Designated at fair value through profit or loss (FVTPL).

What is the difference between IFRS 9 and GAAP?

Unlike IFRS 9, US GAAP does not allow an aggregated exposure to be designated as a hedged item because the items making up the aggregated exposure do not share the same risk exposure for which they are being hedged. Additionally, derivatives are not allowed to be designated as hedged items under US GAAP.

What are Stage 1 2 3 assets?

Stage 1 assets are performing. Stage 2 assets are underperforming (that is, there has been a significant increase in their credit risk since the time they were originally recognized) Stage 3 assets are non-performing and therefore impaired.

What are the three categories accountants classify accounts into?

By the textbook definition, an account is a place for documenting transactions that happen within a business. Accounts are classified into three categories: assets, liabilities, and owner's equity.

What are the three levels of financial statements?

The income statement, balance sheet, and statement of cash flows are all required financial statements. These three statements are informative tools that traders can use to analyze a company's financial strength and provide a quick picture of a company's financial health and underlying value.

What is the difference between ECL and cecl?

The main difference is the fact that while the CECL approach mandates the calculation of lifetime expected credit losses for all financial assets under its scope since their inception, the ECL approach in IFRS 9 introduces a dual credit loss measurement approach whereby the loss allowance is measured at an amount equal ...

What are the three pillars of the balance sheet?

Balance Sheet

It's divided into three key sections: assets, liabilities, and shareholders' equity. These components offer a clear picture of what a company owns, what it owes, and the value left for its shareholders.

What are the three major categories of assets?

Business assets fall into three broad categories: tangible, intangible, and intellectual property. Depending on the asset type, you'll have to decide whether you want to buy or lease assets for your business.

What are the three core financial statements?

The three main financial statements are the Income Statement (profitability over time), the Balance Sheet (assets, liabilities, equity at a point in time), and the Cash Flow Statement (cash movement from operations, investing, and financing activities), which together provide a comprehensive view of a company's financial health and performance.