What does section 9 of RESPA prohibit?

Asked by: Rusty Stanton  |  Last update: August 5, 2026
Score: 4.7/5 (35 votes)

Section 9 of the Real Estate Settlement Procedures Act (RESPA) prohibits sellers from requiring homebuyers to use a specific title insurance company, directly or indirectly, as a condition of the sale. It protects buyers' rights to choose their own title services and allows them to sue for 3x the cost of title insurance if this rule is violated.

What is Section 9 of the RESPA?

RESPA Section 9: Section 9 prohibits home sellers from requiring home buyers to purchase title insurance from a particular company either directly or indirectly, as a condition of sale. Buyers may sue a seller who violates this provision for an amount equal to 3x all charges made for title insurance.

What are two things that RESPA prohibit?

PROHIBITS acceptance of contributions from a title company to offset the cost of a real estate agent's promotional event except to the extent of the value of any marketing done by the title company during that event. PROHIBITS accepting gifts from mortgage brokers, such as paying your greens fees.

Which of the following is prohibited by RESPA?

RESPA prohibits a real estate broker or agent from receiving a “thing of value” for referring business to a settlement service provider, or SSP, such as a mortgage banker, mortgage broker, title company, or title agent.

What does RESPA prohibit a person from receiving?

Section 8 of RESPA prohibits anyone from giving or accepting a fee, kickback, or anything of value in exchange for referrals of settlement services in connection with any loan covered by RESPA. The Act also prohibits fee splitting and receiving unearned fees for services not actually performed.

RESPA Explained for the NMLS Exam

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What transactions does RESPA not cover?

RESPA does not apply to cash sales, land contract sales or transactions involving seller financing. Other exclusions include business loans, temporary financing, vacant land not used for residential purposes and loans to governmental agencies.

What does section 8 B of RESPA prohibit?

RESPA Section 8(b) bars giving and accepting any portion, split, or percentage of charges made or received for real estate settlement service business, unless for services actually performed. 12 USC 2607(b).

What are the 6 RESPA triggers?

Providing Loan Estimates to Consumers

  • The consumer's name;
  • The consumer's income;
  • The consumer's social security number to obtain a credit report;
  • The property address;
  • An estimate of the value of the property; and.
  • The mortgage loan amount sought.

What is considered a RESPA violation?

Section 8a of RESPA prohibits giving or receiving any referral fees, kickbacks, or anything of value being exchanged for referral of business involving a federally related mortgage loan. The violation applies to verbal, written, or established conduct of such referral agreements.

What area does RESPA not cover?

The following transactions are not covered by RESPA: An all-cash sale; • A sale where the individual home seller takes back the mortgage; and • Business, Commercial, or Agricultural purpose loans. RESPA requires disclosures to be given to applicants for a federally related mortgage loan.

What loans does RESPA not cover?

The TILA-RESPA rule applies to most closed-end consumer credit transactions secured by real property, but does not apply to: HELOCs; • Reverse mortgages; or • Chattel-dwelling loans, such as loans secured by a mobile home or by a dwelling that is not attached to real property (i.e., land).

What are the five elements that may cause a RESPA violation to occur?

“And all five of those elements need to be present in a fact pattern in order for there to be a Section 8 violation.” Those elements are a federally related mortgage loan, settlement service business, a referral, a Thing of value, and an agreement or understanding.

Does RESPA prohibit steering?

RESPA Section 8 prohibits giving a thing of value for a referral. It does not prohibit someone from making a referral or steering a borrower to a particular outcome.

What is Section 9 of specific performance?

This section explains that specific performance of a contract shall be enforced when the act agreed to be done is in the performance wholly or partly of a trust, except as otherwise provided in this act.

What is Section 9 of the Banking Regulation Act?

9Disposal of non-banking assets

Provided further that the Reserve Bank may in any particular case, extend the aforesaid period of seven years by such period not exceeding five years where it is satisfied that such extension would be in the interest of the depositors of the banking company.

Which of the following examples would be guilty of a violation of RESPA?

Inflating closing fees, overcharging for services, adding hidden fees, and taking kickbacks for business settlement referrals are some examples of the more common violations of RESPA by unscrupulous companies and individuals.

What is RESPA section 9?

Section 9 of RESPA prohibits a seller from requiring the home buyer to use a particular title insurance company, either directly or indirectly, as a condition of sale. Buyers may sue a seller who violates this provision for an amount equal to three times all charges made for the title insurance.

What is prohibited by RESPA?

RESPA Section 8(b) prohibits unearned fee arrangements, i.e., splitting charges made or receieved for settlement services, except for services actually performed in connection with federally related mortgage loan transactions.

What are the two main points of RESPA?

The act requires lenders, mortgage brokers, or servicers of home loans to provide borrowers with pertinent and timely disclosures regarding the nature and costs of the real estate settlement process. The act also prohibits specific practices, such as kickbacks, and places limitations upon the use of escrow accounts.

What is a Hoepa trigger?

HOEPA applies to refinances and closed-end home equity loans that meet specific high-cost triggers, such as when annual percentage rates or points-and-fees exceed defined thresholds.

What is the Trid rule for 7 days?

Timing – The TRID rule requires a creditor (or mortgage broker) to deliver (in person, mail or email) a Loan Estimate (together with a copy of the CFPB's Home Loan Toolkit booklet) within three business days of receipt of a consumer's loan application and no later than seven business days before consummation of the ...

What is Section 10 of the RESPA?

Section 10 of RESPA limits how much lenders can require in escrow accounts for taxes and insurance. Lenders may hold a cushion of no more than one-sixth (two months) of annual escrow payments. Servicers must perform annual escrow analyses and provide detailed account statements to borrowers.

What will disqualify you from Section 8?

You can be disqualified from Section 8 for a history of drug-related evictions, certain serious criminal convictions (like methamphetamine manufacturing or being a lifetime sex offender), owing money to a housing authority, committing fraud, failing background checks for violent/drug crimes, or not meeting income/family size limits, though some issues (like old drug offenses or debts) might have exceptions if you show rehabilitation or repayment plans.

What is Section 8c of RESPA exempts?

Section 8(c) of RESPA contains exceptions to RESPA's prohibitions on kickbacks that allows for cooperative fees to be paid between real estate licensees, including referral fees. However, no such exception exists for payments made to mortgage brokers and therefore would be in violation of the law.