What is the purpose of the loan originator rule?

Asked by: Elvera Marks I  |  Last update: February 14, 2026
Score: 4.4/5 (13 votes)

This final rule is designed primarily to protect consumers by reducing incentives for loan originators to steer consumers into loans with particular terms and by ensuring that loan originators are adequately qualified.

What is the reason for the loan originator rule?

The Bureau's Rules imposed duties on loan originator organizations to ensure that their individual loan originators are licensed or registered as applicable under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and other applicable law.

What does the loan originator compensation rule do?

The rule generally prohibits compensation to mortgage loan originators based on a term of an individual transaction, the terms of multiple transactions by an individual loan originator, or the terms of multiple transactions by multiple loan originators.

What does the CFPB's loan originator rule do?

Mortgage lending companies, mortgage brokers, and loan officers may be considered loan originators. The rules prohibit dual compensation and steering practices that do not benefit borrowers, as well as prohibit compensating loan originators based on the terms of a mortgage transaction.

What is the primary role of the loan originator?

They are crucial in the mortgage process. Their primary role is to assist clients in finding the right mortgage. They assess each applicant's financial profile to recommend suitable loan options.

Being an Mortgage Loan Officer in 2024

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What is the function of loan origination?

Loan origination is the process by which a borrower applies for a new loan, and a lender processes that application. Origination generally includes all the steps from taking a loan application up to disbursal of funds (or declining the application). For mortgages, there is a specific mortgage origination process.

What is the role of an originator?

The mortgage originator is the primary lender and can act as a mortgage banker or broker. Originators fall under the primary mortgage market division and collaborate with loan processors and underwriters throughout the entire process from start to approval status, and handle the collection of relevant documentation.

What does the loan originator rule prohibit?

Section 1026.36(d) prohibits any person (including a creditor) from paying compensation to a loan originator in connection with a covered credit transaction, if the amount of the payment is based on a term of a transaction.

What is the purpose of the Trid?

The TRID (TILA-RESPA Integrated Disclosure) rule took effect in 2015 for the purpose of harmonizing the Real Estate Settlement Procedures Act (RESPA) and Truth in Lending Act (TILA) disclosures and regulations.

Who do CFPB rules apply to?

We have supervisory authority over banks, thrifts, and credit unions with assets over $10 billion, as well as their affiliates.

What is the CFPB ability to repay rule?

Under the rule, lenders must generally find out, consider, and document a borrower's income, assets, employment, credit history, and monthly expenses. Lenders cannot just use an introductory or “teaser” rate to figure out if a borrower can repay a loan.

What is the maximum bonus that can be provided to a mortgage loan originator?

Therefore, if the loan originator organization elects to include the 401(k) contribution in total compensation for these purposes, the loan originator organization may pay the individual loan originator a performance bonus of up to $20,000 (i.e., 10 percent of $200,000 in total compensation); if the loan originator ...

What is the anti-steering rule?

An Anti-Steering Disclosure is required when a licensed mortgage broker originates a loan and will be compensated by the lender. The Anti-Steering Disclosure is not required on retail loan transactions or where the consumer pays the mortgage broker's compensation.

What does the loan originator rule put in place prohibit to eliminate?

Prohibits a loan originator from receiving compensation based upon the profitability of a transaction or pool of transactions. Simply put, a loan originator cannot receive bonus compensation based on a particular type of mortgage product.

How is a loan originator compensated?

A fixed payment for every loan that the originator arranges for a creditor (e.g., $600 per loan, or $1000 for the first 1000 loans and $500 for each additional loan).

Can a MLO work for two companies?

Is it possible for a federally registered MLO to be employed by two different institutions at the same time? Yes, the system allows multiple employments to exist.

What does the Trid rule only apply to?

TRID applies to most mortgages, construction-only loans, loans secured by vacant land or by 25 or more acres, home refinancing, closed-end home equity loans, and tax or estate planning for specified trusts.

What is the role of the Trid?

TRID is a series of rules that dictate what information mortgage lenders must provide borrowers and when they must provide it. TRID rules also regulate what fees lenders can charge and how these fees can change as a mortgage matures.

What loans are covered by the Trid rule?

These include mortgages, refinancing, construction-only loans closed-end home-equity loans, and loans secured by vacant land or by 25 or more acres.

What does the CFPB loan originator rule do?

Prohibiting a loan originator's compensation from being based on the terms of the transaction or a proxy for a transaction term. Permitting certain methods of compensating loan originators using bonuses, retirement plans, and other compensation plans that are based on mortgage-related profits.

What is the mortgage loan origination disclosure law?

HOME MORTGAGE DISCLOSURE ACT. HMDA, as implemented by Regulation C, 12 C.F.R. part 1003, requires specified depository and nondepository financial institutions to collect, record, report, and disclose certain information on applications, originations, and purchases of covered loans.

Which of the following is not considered a mortgage loan originator according to safe?

A person or entity that only performs real estate brokerage activities and is licensed or registered in accordance with applicable state law is not a mortgage loan originator.

What is the purpose of a loan originator?

What is a mortgage loan originator? A mortgage loan originator can be either a bank or financial institution that makes and sells mortgages, but the term can also apply to a person employed by them that helps you get a mortgage. Individuals who act as mortgage loan originators are also referred to as loan officers.

What are the duties of an originator?

Responsibilities of an Originator

Providing notice to the receiver for changes in transaction amounts or dates. Ceasing entries when notified. Ensuring OFAC compliance. Protecting banking information received.

What is one example of a loan originator?

A loan originator is an individual or entity that facilitates the loan process. A real estate agent can act as a loan originator (option b).